Who is Transitional Broker?
Finally, a Broker Dealer (BD) that will help advisors TRANSITION from the captive BD model with restrictions on RIA/Fiduciary business, to RIA Independence.
Our platform allows you to maintain your legacy BD book while TRANSITIONING to an independent FEE BASED model.
You Get to Choose
Through Transitional Broker, you get to choose more than ever before.
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Develop your own RIA
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Choose your platform of choice
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Save on cost
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Your choice of product providers (We are approved with some of the most common providers/custodians!)
In addition...
You can continue to write FIXED insurance business through your existing IMO or potentially receive higher payouts by using one of our IMO relationships.
Client Relation Innovation
Gain Access to High Quality tools designed for modern processes making your day to day smooth and updated
We are streamlining the client onboarding process using software like Docupace, Docusign, and Orion. This can potentially be linked to your existing CRM or within ours with Salesforce.
Marketing Done Smarter
The world is changing and we are adapting. We offer a robust Marketing System automating the Lead Generation process. The life blood of our industry.
Have consistent, prequalified leads being pushed straight to you.
In the event that you would like to do your own Marketing Efforts, gain access to steady and reasonable compliance ready to help.
Ready to Get Started?
Inquire for a Call Back
OR
Contact Us Directly
Speak with
David James